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Max Ule is a vice-president at Shields & Company, a member of the New York Stock Exchange Inc. Shields & Company utilizies the clearing services of First Clearning Corp. Securities in each account are protected to $25,000,000, of which $500,000 (including up to $100,000 for cash) is provided by the Securities Investor Protection Corporation (SIPC) and excess insurance of $24,500,000 by Aetna Casualty & Surety Company. For more about our firm read www.shieldsandco.com.
We offer competitive commission rates on all listed stock and option transactions subject to a $35.00 minimum commission charge on each transaction. A rate schedule is available upon request from Order Free Brochures on our main menu. In addition, we offer a 20% discount for orders entered by computer on either CompuServe or our own system, subject also to a minimum charge of $35 per transaction. We will send you our full information package by return E-Mail. If you wish to apply to open an account, you may do so online by selecting On-Line Application from our main menu and we will send you rate information by email and our full package including a customers agreement and W-9 form by mail.
If you have any questions regarding opening an account with us, please do not hesitate to call us toll-free at (800) 223-6642; in New York State call (212)809-1160. Or you may request that this information be sent to you select "Order Free Brochures" on the main menu.
We hope you will open an account with us.
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